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CASE NO.:
Appeal (civil) 3185 of 2008
PETITIONER:
Bharat Glass Tube Limited
RESPONDENT:
Gopal Glass Works Limited
DATE OF JUDGMENT: 01/05/2008
BENCH:
A.K.MATHUR & ALTAMAS KABIR
JUDGMENT:
J U D G M E N T
CIVIL APPEAL NO. 3185 OF 2008
[Arising out of S.L.P.(C) No.16321 of 2006]
A.K. MATHUR, J.
1. Leave granted.
2. This appeal is directed against the order dated
17.8.2005 passed by the Calcutta High Court whereby
learned Single Judge has set aside the order passed by the
Assistant Controller of Patents & Designs, Kolkata dated
20.9.2004 whereby the Assistant Controller has cancelled
the registration of the respondent herein and held that
there was no material on record to show that the design had
previously been applied to glass sheets. It was also held
by learned Single Judge that the order impugned considered
with the materials on record, including in particular the
computer print-outs clearly revealed that the respondent
has only compared the pattern and/or configuration
considered the visual appeal thereof, but not the visual
appeal of the pattern and/ or configuration on the article.
In other words, the Assistant Controller has not
considered the visual appeal of the finished product. The
visual effect and/or appeal of a pattern embossed into
glass sheets by use of embossing rollers could be different
from the visual effect of the same pattern etched into
glass sheets manually. This aspect was not considered.
Aggrieved against this order passed by learned Single
Judge, the present appeal has been filed by the appellant.
3. In order to appreciate the controversy involved
in the present appeal, a few facts may be dilated here. The
respondent herein claimed to carry on business inter alia
of manufacture and marketing of figured and wired glass
sheets since 1981. The respondent claimed to be the
originator of new and original industrial designs, applied
by mechanical process to glass sheets. According to the
respondent, the glass sheets have eye catching shape,
configuration, ornamental patters, get up and colour shades
and the same were registered and/or were awaiting
registration as industrial designs under the Designs Act,
2000 (hereinafter to be referred to as the Act of 2000) and
the Rules framed thereunder. For production of glass
sheets of the design registered as Design No.190336, two
rollers are required. The rollers are manufactured by M/s.
Dorn Bausch Gravuren GMBH of Germany (hereinafter to be
referred as the German Company). According to the
respondent the rollers are not only used for manufacture of
glass sheets, but for various other articles including
plastic, rexin and leather. The respondent placed an order
on the German Company for supply of the rollers for
launching a design of figured glass with new and novel
features not produced before by anyone else. On or about
29.10.2002 the respondent applied to the Controller of
Patents and Designs under Section 51 of the Act of 2000 for
registration of the said design in Class 25-01. The said
design was duly registered on 5.11.2002 and was to remain
valid for a period of 10 years from the date of its
registration. The respondent claimed the exclusive
copyright in India on the said design applied to glass
sheets. It was claimed that no other person has any right
to apply the said design to glass sheets as the respondent
has exclusive right over the said design on the glass
sheets. The respondent marketed the glass sheets of the
said design under the name of Diamond Square and that
became popular amongst the customers soon after its launch
in the market. After registration of the said design the
respondent issued a notice on 21.5.2003 cautioning other
manufactures from infringing copyright of the respondent
in respect of the said registered design. But in the
meanwhile the appellant and its associate IAG Co.Ltd
started imitating the said registered design, as a result
thereof the respondent was constrained to file a suit
being Civil Suit No.1 of 2004 against the appellant in the
District Court of Mehsana. The respondent obtained a
restraint order restraining IAG Co. Ltd. from infringing
the copyright of the respondent against the said design.
In order to counter-blast the suit, the appellant herein
filed an application under Section 19 of the Act of 2000
before the Controller of Patents & Designs for
cancellation of registration of Design No.190336 in the
name of the respondent mainly on the ground that the design
has already been previously published in India and abroad
and on the ground that the design was not new or original.
The appellant primarily relied on a catalogue of the German
Company and letter dated 10.9.2003 of the German company
addressed to M/s. IAG Co. Ltd. the holding company of the
appellant stating that the said German Company had
developed design No.2960-9010 in the year 1992 and the
other evidence relied on by the appellant was a document
downloaded from the internet from the official website of
the Patent Office of the United Kingdom on 22.9.2004 which
indicated that the same design had been registered in
United Kingdom in the name of M/s.Vegla Vereinigte
Glaswerke Gmbh sometime in 1992. As against this the
respondent filed an affidavit stating that the German
Company has been engaged in the manufacture of engraving
rollers and no other goods and it was contended that the
company was not engaged in manufacture of the goods other
than engraving rollers. It was contended that the company
never manufactured engraved glass sheets by using engraved
rollers. The respondent also relied on the communication
dated 4.3.2004 of the German company confirming that the
embossing rollers covered by Design No.2950-910 had been
sold to the respondent on condition that all user rights
available in India under Indian laws would vest exclusively
in the respondent and that the respondent would be entitled
to exclusive user rights for at least five years. The
German company was aware of the registration of the Design
No.190331 and it had no objection to the design being
marketed by the respondent herein. An affidavit was also
filed by the Liaison Executive of the respondent company
that he visited Germany and upon enquiry ascertained that
M/s. Vegla Vereinigte Glaswerke Gmbh had never manufactured
glass sheets of the design registered as Design No.2022468
in the United Kingdom. The respondent also objected to the
admissibility of the materials alleged to have been
downloaded from the United Kingdom Patent Office. It was
also contended that in absence of corroborative evidence,
such evidence cannot be tendered and it cannot be treated
as admissible evidence. It was also contended that the
German Company only manufactured rollers but did not
produce glass-sheets prepared out of these rollers.
4. On the basis of the pleadings , learned Assistant
Controller of Patents and Designs framed following three
issues for determination:
(i) Whether the design was not new or
original in view of the fact that the
roller bearing the design is published
before the date of registration and the
registered proprietor is not owner of
design.
(ii) Whether the design was published
outside India as well as in India prior
to the date of application.
(iii) Whether the registered design was
in public domain due to sale/use of the
design prior to the date of application
of the registered proprietor.
The first two issues were decided against the respondent
and the third issue was not adjudicated since the evidence
by way of affidavit was not taken on record on technical
reasons. Hence, the Assistant Controller of the Patents and
Designs set aside the registration of the respondent.
Aggrieved against this order the respondent filed a regular
appeal under Section 36 of the Act of 2000 before the High
Court. Learned Single Judge after considering the matter
reversed the finding of the Assistant Controller and
dismissed the application filed by the appellant for
cancellation of registration of the respondent herein.
Aggrieved against this impugned order passed by learned
Single Judge of the Calcutta High Court the present appeal
was filed by the appellant-complaint.
5. We have heard learned senior counsel for the
parties at length and perused the record. Before we
proceed to decide on the merit of the matter, it would be
profitable to refer to the relevant provisions of the Act.
It may be mentioned here that in 1911 the Designs Act was
passed by the then British Government in India. But with
the advancement of science and technology and the number of
registration of the design having increased in India, the
Act of 1911 was amended wholesale by the Parliament and
this new Act known as Designs Act, 2000 came to be
introduced in the Parliament and the same was passed as
such. The statement of objects and reasons read as under:
" STATEMENT OF OBJECTS AND REASONS
Since the enactment of the Designs
Act, 1911 considerable progress has been
made in the field of science and
technology. The legal system of the
protection of industrial designs requires
to be made more efficient in order to
ensure effective protection to registered
designs. It is also required to promote
design activity in order to promote the
design element in an article of
production. The proposed Design Bill is
essentially aimed to balance these
interests. It is also intended to ensure
that the law does not unnecessarily
extent protection beyond what is
necessary to create the required
incentive for design activity while
removing impediments to the free use of
available designs."
Section 2 of the Act of 2000 deals with the definitions and
the Controller has been defined in Section 2 (b) as
follows:
" (b) "Controller" means the
Controller-General of Patents, Designs
and Trade Marks referred to in section
3."
"Copyright" means the exclusive right to apply a design to
any article in any class in which the design is registered.
Section 2 (d) defines design which reads as under :
" (d) "design" means only the
features of shape, configuration,
pattern, ornament or composition of lines
of colours applied to any article whether
in two dimensional or three dimensional
or in both forms, by any industrial
process or means, whether manual,
mechanical or chemical, separate or
combined, which in the finished article
appeal to and are judged solely by the
eye; but does not include any mode or
principle of construction or anything
which is in substance a mere mechanical
device, and does not include any trade
mark as defined in clause (v) of sub-
section (1) of section 2 of the Trade and
Merchandise Marks Act, 1958 (43 of 1958)
or property mark as defined in section
479 of the Indian Penal Code (45 of 1860)
or any artistic work as defined in clause
) of section 2 of the Copyright Act, 1957
(14 of 1957);"
Section 2 (g) defines original which reads as follows:
" (g) " original", in relation to
a design, means originating from the
author of such design and includes the
cases which though old in themselves yet
are new in their application;"
Section 2 (i) defines 'prescribed' which means prescribed
by rules made under this Act. Section 2(j) defines '
proprietor of a new or original design' which reads as
under:
" (j) "proprietor of a new or original design".-
(i) where the author of the design, for
good consideration, executes the work
for some other person, means the
person for whom the design is so
executed;
(ii) where any person acquires the design
or the right to apply the design to
any article, either exclusively of
any other person or otherwise, means,
in the respect and to the extent in
and to which the design or right has
been so acquired, the person by whom
the design or right is so acquired;
and
(iii) in any other case, means the author
of the design; and where the property
in or the right to apply, the design
has devolved from the original
proprietor upon any other person,
includes that other person."
Section 3 deals with the Controller and other officers.
Section 4 deals with the prohibition of registration of
certain designs which has relevant bearing on our case. It
reads as follows:
" 4. Prohibition of registration of
certain designs.- A design which-
(a) is not new or original; or
(b) has been disclosed to the public
anywhere in India or in any other country
by publication in tangible form or by use
or in any other way prior to the filing
date, or where applicable, the priority
date of the application for registration;
or
(c) is not significantly
distinguishable from known designs or
combination of known designs; or
(d) comprises or contains scandalous or
obscene matter,
shall not be registered."
Section 5 deals with the application for registration of
designs. Section 6 deals with the registration to be in
respect of particular article. Section 7 deals with
publication of particulars of registered designs. Section 9
deals with the certificate of registration which reads as
under :
" 9. Certificate of registration.-
(1) The Controller shall grant a
certificate of registration to the
proprietor of the design when registered.
(2) The Controller may, in case of
loss of the original certificate, or in
any other case in which he deems it
expedient, furnish one or more copies of
the certificate."
Section 10 deals with register of designs which reads as
follows:
" 10. Register of designs.-
(1)There shall be kept at the patent
office a book called the register of
designs, wherein shall be entered the
names and addresses of proprietors of
registered designs, notifications of
assignments and of transmissions of
registered designs, and such other matter
as may be prescribed and such register
may be maintained wholly or partly on
computer floppies or diskettes, subject
to such safeguards as may be prescribed.
(2) Where the register is maintained
wholly or partly on computer floppies or
diskettes under sub-section (1), any
reference in this Act to any entry in the
register shall be construed as the
reference to the entry so maintained on
computer floppies or diskettes.
(3) The register of designs existing
at the commencement of this Act shall be
incorporated with and form part of the
register of designs under this Act.
(4) The register of designs shall be
prima facie evidence of any matter by
this Act directed or authorized to be
entered therein."
Section 11 deals with copyright on registration which reads
as under :
" 11. Copyright on registration.
(1) When a design is registered, the
registered proprietor of the design
shall, subject to the provisions of this
Act, have copyright in the design during
ten years from the date of registration.
(2) If, before the expiration of the
said ten years, application for extension
of the period of copyright is made to the
Controller in the prescribed manner, the
Controller shall, on payment of the
prescribed fee, extend the period of
copyright for a second period of five
years from the expiration of the original
period of ten years."
Section 12 deals with restoration of lapsed designs which
reads as under :
" 12. Restoration of lapsed
designs.- (1) Where a design has ceased
to have effect by reason of failure to
pay the fee for the extension of
copyright under sub- section (2) of
section 11, the proprietor of such
design or his legal representative and
where the design was held by two or more
persons jointly, then, with the leave of
the Controller one or more of them
without joining the others, may, within
one year from the date on which the
design ceased to have effect, make an
application for the restoration of the
design in the prescribed manner on
payment of such fee as may be prescribed.
(2) An application under this
section shall contain a statement,
verified in the prescribed manner, fully
setting out the circumstances which led
to the failure to pay the prescribed fee,
and the Controller may require from the
applicant such further evidence as he may
think necessary."
Section 17 deals with inspection of registered designs
which reads as under:
" 17. Inspection of registered
designs.- (1) During the existence of
copyright in a design, any person on
furnishing such information as may enable
the Controller to identify the design and
on payment of the prescribed fee may
inspect the design in the prescribed
manner.
(2) Any person may, on an
application to the Controller and on
payment of such fee as may be prescribed,
obtain a certified copy of any registered
design."
Section 18 deals with information as to existence of
copyright which reads as under:
" 18. Information as to existence
of copyright.- On the request of any
person furnishing such information as may
enable the Controller to identify the
design, and on payment of the prescribed
fee, the Controller shall inform such
person whether the registration still
exists in respect of the design, and, if
so, in respect of what classes of
articles, and shall state the date of
registration, and the name and address of
the registered proprietor.
Section 19 deals with cancellation of registration which
reads as under:
" 19. Cancellation of registration.- (1) Any
person interested may present a petition for the
cancellation of the registration of a design at any time
after the registration of the design, to the Controller on
any of the following grounds, namely:-
(a) that the design has been previously
registered in India; or
(b) that it has been published in India or in
any other country prior to the date of
registration; or
(c) that the design is not a new or original
design; or
(d) that the design is not registerable under
this Act; or
(e) that it is not a design as defined under
clause (d) of section 2.
(2) An appeal shall lie from any order of the
Controller under this section to the High Court,
and the Controller may at any time refer any such
petition to the High Court, and the High Court
shall decide any petition so referred."
Section 22 deals with piracy of registered design. Chapter
VI deals with fees, notice of trust not to be entered in
registers etc. with which we are not concerned. Section 32
in Chapter VII deals with the powers and duties of the
Controller which reads as follows:
" 32. Powers of Controller in
proceedings under Act.- Subject to any
rules in this behalf, the Controller in
any proceedings before him under this Act
shall have the powers of a civil court
for the purpose of receiving evidence,
administering oaths, enforcing the
attendance of witnesses, compelling the
discovery and production of documents,
issuing commissions for the examining of
witnesses and awarding costs and such
award shall be executable in any court
having jurisdiction as if it were a
decree of that court."
Section 36 deals with the appeals to the High Court.
Section 37 in Chapter VIII says that evidence can be
tendered by affidavit or it can be by way of viva- voice in
lieu of or in addition to evidence by affidavit and the
party may be allowed to cross-examine on the contents of
the affidavit. Section 44 deals with reciprocal arrangement
with the United Kingdom and other convention countries or
group of countries or inter-governmental organizations.
The Central Government in exercise of power conferred under
sub-section (3) of section 1 of the Act of 2000 framed the
rules known as The Designs Rules, 2001 (hereinafter to be
referred to as the Rules of 2001). It has framed necessary
rules to implement the provisions of the Act. Rule 11 says
how the application is to be made for registration and says
the mode of submission of application for registration.
Rule 29 deals with the procedure how the cancellation of
the registration can be made and a detailed provision has
been made for implementation of Rule 29 of the Rules of
2001. Form of application for applying for registration is
also provided as Form 1. Form 8 deals with the petition for
cancellation for the registration of a design. This is the
whole background of the Act.
6. In fact, the sole purpose of this Act is
protection of the intellectual property right of the
original design for a period of ten years or whatever
further period extendable. The object behind this enactment
is to benefit the person for his research and labour put in
by him to evolve the new and original design. This is the
sole aim of enacting this Act. It has also laid down that
if design is not new or original or published previously
then such design should not be registered. It further lays
down that if it has been disclosed to the public anywhere
in India or in any other country by publication in tangible
form or by use or in any other way prior to the filing
date, or where applicable, the priority date of the
application for registration then such design will not be
registered or if it is found that it is not significantly
distinguishable from known designs or combination of known
designs, then such designs shall not be registered. It
also provides that registration can be cancelled under
section 19 of the Act if proper application is filed
before the competent authority i.e. the Controller that
the design has been previously registered in India or
published in India or in any other country prior to the
date of registration, or that the design is not a new or
original design or that the design is not registerable
under this Act or that it is not a design as defined in
clause (d) of section 2. The Controller after hearing both
the parties if satisfied that the design is not new or
original or that it has already been registered or if it
is not registerable, cancel such registration and aggrieved
against that order, appeal shall lie to the High Court.
These prohibitions have been engrafted so as to protect the
original person who has designed a new one by virtue of his
own efforts by researching for a long time. The new and
original design when registered is for a period of ten
years. Such original design which is new and which has not
been available in the country or has not been previously
registered or has not been published in India or in any
other country prior to the date of registration shall be
protected for a period of ten years. Therefore, it is in
the nature of protection of the intellectual property
right. This was the purpose as is evident from the
statement of objects and reasons and from various
provisions of the Act. In this background, we have to
examine whether the design which was registered on the
application filed by the respondent herein can be cancelled
or not on the basis of the application filed by the
appellant. In this connection, the law of Copyright and
Industrial Designs by P.Narayanan (Fourth Edition), Para
27.01 needs to be quoted.
" 27.01. Object of registration of
designs. The protection given by the law
relating to designs to those who produce new and
original designs, is primarily to advance
industries, and keep them at a high level of
competitive progress.
" Those who wish to purchase an article for
use are often influenced in their choice not only
by practical efficiency but the appearance. Common
experience shows that not all are influenced in
the same way. Some look for artistic merit. Some
are attracted by a design which is a stranger or
bizarre. Many simply choose the article which
catches their eye. Whatever the reason may be one
article with a particular design may sell better
than one without it: then it is profitable to use
the design. And much thought, time and expense may
have been incurred in finding a design which will
increase sales". The object of design registration
is to see that the originator of a profitable
design is not deprived of his reward by others
applying it to their goods.
The purpose of the Designs Act is to protect
novel designs devised to be applied to ( or in
other words, to govern the shape and configuration
of) particular articles to be manufactured and
marketed commercially. It is not to protect
principles of operation or invention which, if
profitable at all, ought to be made the subject-
matter of a patent. Nor is it to prevent the
copying of the direct product of original artistic
effort in producing a drawing. Indeed the whole
purpose of a design is that it shall not stand on
its own as an artistic work but shall be copied by
embodiment in a commercially produced artefact.
Thus the primary concern, is what the finished
article is to look like and not with what it does
and the monopoly provided for the proprietor is
effected by according not, as in the case of
ordinary copyright, a right to prevent direct
reproduction of the image registered as the design
but the right, over a much more limited period, to
prevent the manufacture and sale of article of a
design not substantially different from the
registered design. The emphasis therefore is upon
the visual image conveyed by the manufactured
article. "
7. As mentioned above, the Assistant Controller
primarily has taken into consideration the two evidence,
(i) that the design was registered way back 1992 by the
German company on the roller to be used either on glass,
or rexin or on leather, therefore it is not new and
original and (ii) that the same design has been obtained
in United Kingdom as is evident from the downloading of
Patent website of the United Kingdom. On the basis of this
two evidence, the Assistant Controller has held that the
design which was registered on the application filed by the
respondent herein was not a new and original. Therefore, on
the application filed by the appellant, the Assistant
Controller of Patents and Designs cancelled that design of
the respondent.
8. Now, we shall examine to what extent the view
taken by the Assistant Controller can be sustained and
whether the view taken by learned Single Judge was correct
or not. Now, coming to the first issue which has been
framed by the Assistant Controller, the Assistant
Controller found that M/s.Dornbusch Gravuren Gmbh, a German
Company published a brochure bearing distinctive number
2960-910 for the first time on 10.9.1993 and the registered
proprietor took the user's right and got it registered.
The Assistant Controller found that it is not the inventive
ingenuity of the respondent and found that in order to
register the design it should be new or original and the
Assistant Controller found that there is insufficient
evidence of originality and therefore, he came to the
conclusion that the design is not a new and original one
registered prior to the date of registration. Therefore,
the question is whether the design is new and original.
Section 4 which is couched in the negative terms, says that
the design which is not a new or original then such design
cannot be registered. Therefore, the question is the
design which has been prepared by the German Company and
which has been sold to the respondent which became the
proprietor of it, is a new or original or not. In this
connection, the burden was on the complainant to show that
the design was not original or new. We have no hesitation
in recording a finding that the burden was not discharged
by the complainant. It only tried to prove on the basis of
the letter of the German company that they produced the
rollers and sold in market but it was nowhere mentioned
that these rollers have been reproduced on the glass sheets
by the German company or by any other company. The
expression, "new or original" appearing in Section 4 means
that the design which has been registered has not been
published anywhere or it has been made known to the public.
The expression, "new or original" means that it had been
invented for the first time or it has not been reproduced
by anyone. The respondent company purchased the rollers
from the German company and got it registered with the
registering authority that by these rollers they are going
to produce the design on the glass sheets. Design has been
defined in section 2(d) which means that a feature of
shape, configuration, pattern, ornament or composition of
lines or colours applied to any article whether in two
dimensional or three dimensional or in both forms, by any
industrial process. That means that a feature or a pattern
which is registered with the registering authority for
being produced on a particular article by any industrial
process whether manual, mechanical or chemical or by any
other means which appears in a finished article and which
can be judged solely by eye appeal. The definition of
design as defined in section 2(d) read with application for
registration and rule 11 with form 1 makes it clear that
the design which is registered is to be applied to any
finished article which may be judged solely by eye appeal.
A conjoined reading of these three provisions makes it
clear that a particular shape or a particular configuration
is to be registered which is sought to be produced on any
article which will have visual appeal. Such design once it
is registered then it cannot be pirated by any other
person. But the question is whether it is new or original.
In the present case, the complainant relied on the
correspondence of the German company which produced the
rollers and sold it to the respondent herein and it gave
the proprietary right to the present respondent company.
'Proprietor' as defined in section 2 (j) of the Act means
that any person who acquires the design or right to apply
the design to any article, either exclusively of any other
person or otherwise, means, in the respect and to the
extent in and to which the design or right has been so
acquired. Therefore, this right to reproduce this design on
an article has been given by the German company to the
respondent. But again the question is whether the
complainant had discharged their burden to show that this
design is not new or original. For this purpose, they only
banked upon the letter of the German company which prepared
these rollers and there is no evidence to show that the
design which was reproduced on glass sheets was either
produced by any other agency. Therefore, the expression
that ' new or original' in this context has to be construed
that whether this design has ever been reproduced by any
other company on the glass sheet or not. There is no
evidence whatsoever produced by the complainant either
before the Assistant Controller or before any other forum
to show that this very design which has been reproduced on
the glass sheet was manufactured anywhere in the market in
India or in United Kingdom. There is no evidence to show
that these rollers which were manufactured or originally
designed by the company was marketed by this company to be
reproduced on glass sheets in India or even in United
Kingdom. This proprietorship of this design was acquired by
this respondent from the German company and there is no
evidence on record to show that these rollers were used for
designing them on the glass sheets in Germany or in India
or in United Kingdom. What is required to be registered is
a design which is sought to be reproduced on an article.
This was the roller which was designed and if it is
reproduced on an article it will give such visual feature
to the design. No evidence was produced by the complainant
before the Assistant Controller that anywhere in any part
of the world or in India this design was reproduced on
glass or it was registered anywhere in India or in any part
of the world. The German company only manufactured the
roller and this roller could have been used for bringing a
particular design on the glass, rexin or leather but we are
concerned here with the reproduction of the design from the
roller on glass which has been registered before the
registering authority. Therefore, this design which is to
be reproduced on the article i.e. glass has been registered
for the first time in India and the proprietary right was
acquired from the German company. We have gone through the
letter of the German company and it nowhere says that this
was reproduced on a glass sheet. No evidence was produced
by the complainant that this design was reproduced on a
glass sheet in Germany or in India. The contents of the
letter are very clear. It shows that it was designed in
1992 and was marketed in 1993. But there is no evidence to
show that this design was reproduced on glass sheet any
where in Germany. Section 4 clearly says that the
Controller will only register a design on application made
under Section 5 by the proprietor of any new or original
design not previously published in any country and which is
not contrary to public order or morality and it further
says that this application shall be in a prescribed form
and the prescribed form has been given in form 1. Form 1
clearly says that the design is to be applied. Relevant
column of the form reads as under :
Insert number of class You are requested to
register the accompanying
in Class No.. in the name of
.
Insert ( in full) the name
Address and nationality . . . . . . . . . . . . . . .
.... . who claim(s) to be the
proprietor thereof.
State whether drawings, Four exactly similar of
Photographs, tracings or the design accompany this
specimens. request.
Insert name of article or The design is to be applied
articles to which the to
design is to be applied
or state trade description
of each of the articles
contained in the set.
That shows that for name of the article on which the design
is sought to be transcripted has to be mentioned at the
time of registration. The respondent moved an application
filling this form that this roller which has been
manufactured by the German company with that design shall
be reproduced on the glass. Therefore, when the application
was filed by the respondent for registration, it was
registered on the basis that the roller which will be used
by mechanical process will bring design on a glass which is
registered. Therefore, what is sought to be protected is
that the design which will be reproduced on the roller by
way of mechanical process and that design cannot be
reproduced on glass by anybody else. Now, the question is
whether it is new or original design. For that it is clear
that there is no evidence to show that this design which is
reproduced on the glass sheet was either registered in
India or in Germany or for that matter in United Kingdom.
The expression,' design' has come up for interpretation in
English courts. The expression, design is almost pari
materia with the definition of design in the Indian
context. The expression, 'design' in the English Act which
is known as the Registered Designs Act, 1949 reads as under
:
" In this Act the expression,'
design' means features of shape,
configuration, pattern or ornament
applied to an article by any industrial
process, being features which in the
finished article appeal to and are judged
solely by the eye, but does not include
(a) a method or principle of construction or
(b) features of shape or configuration which
(i) are dictated solely by the function
which the article has to perform, or
(ii) are dependent upon the appearance
of another article of which the article
is intended by the author of the design
to form an integral part."
The history of this definition has been detailed by Russel-
Clarke and Howe on Industrial Designs (Seventh Edition) at
para 3.11 at page 74 which reads as under :
" 3-11. This definition contains a
cumulative series of requirements, many
of which have been the subject of
judicial decision and analysis. The
historical process by which this
definition has evolved is of importance
to its present day interpretation and
application. Some of the more important
embellishments to the definition, such as
those dealing with eye appeal and methods
or principles of construction, have found
their way into the pre-2001 statutory
definition as a result of the explicit
adoption such requirements were held to
be implicit in the earlier and less
elaborate statutory definitions of
"design". This manifests an intention by
the legislature to adopt and make
explicit the principles developed in
those cases.
Xx xx xx
3.13. The words of the section are:" design
means features of shape configuration,
pattern or ornament applied to an
article . ."(emphasis supplied). Thus a
registrable design, as defined by the RDA
(A), must have reference to some specific
article to which it is to be applied. The
design to be registered " is a shape,
configuration or pattern to be applied a
particular specified article". It can be
readily seen that a particular pattern of
surface ornamentation could be applied to
wide range of different articles. An
application for registration was not in
respect of the pattern as such, but in
respect of its application to the
specific article named. If it was desired
to register the same design, e.g. a
surface pattern or decoration, in respect
of a series of different articles (apart
from the special case of articles which
together form a set), then a separate
application had to be made in respect of
each article, and each application to
register was numbered separately and
treated as a separate and distinct
application.
In the case of designs consisting of
features of shape or configuration, there
may of course be cases where the design
is intrinsically applicable only to a
specific kind of article. The article
itself does not, however, constitute the
design. In Dover v. Nurnberger Celluloid
Waren Fabrik Gebruder Wolff, Buckley L.J.
said:
"Design means, therefore, a conception
or suggestion or idea of a shape or of a
picture or of a device or of some
arrangement which can be applied to an
article by some manual, mechanical or
chemical means. It is a conception,
suggestion, or idea, and not an article,
which is the thing capable of being
registered. It is a suggestion of form
or ornament to be applied to a physical
body."
[ Pugh v. Riely Cycle Co Ltd. (1912) 29
R.P.C. 196]
Accordingly, it is submitted that a
design is an idea or conception as to
features of shape, configuration, pattern
or ornament applied to an article.
Although that idea, while still in the
author's head, may be potentially capable
of registration, in fact it must be
reduced to visible form to be
identifiable, and until it is so reduced
there is nothing capable of registration,
It may be so rendered either by its being
embodied in the actual article, or by its
being placed upon a piece of paper in
such a way that the shape or other
features of the article to be made are
clear to the eye. Whenever the means of
identification ( under some of the old
Acts, provision was made whereby a mere
verbal description could in some cases be
accepted as sufficient), as soon as the
idea is reduced to a form which is
identifiable, there is something which is
a "design", and which, if new or
original, may be registrable."
Similarly our attention was also invited to para 27.07 of
the law of Copyright and Industrial Designs by P.Narayanan
(Fourth Edition) which reads as under :
" 27.07. Design as a conception or idea
"Design means a conception or suggestion or idea
of a shape or of a picture or of a device or of
some arrangement which can be applied to an
article by some manual, mechanical or chemical
means mentioned in the definition clause. It is a
suggestion of form or ornament to be applied to a
physical body". It is a conception, suggestion or
idea, and not an article, which is the thing
capable of being registered. It may according to
the definition clause, be applicable to any
article whether for the pattern or for the shape
or configuration or for the ornament thereof (that
is to say of the article) or for any two or more
of such purposes. The design, therefore, is not
the article, but is the conception, suggestion, or
idea of a shape, picture, device or arrangement
which is to be applied to the article, by some one
of the means to be applied to a physical body."
A design capable of registration cannot
consist of a mere conception of the features
mentioned in the definition, or in the case of an
article in three dimensions, of a representation
of such features in two dimensions It must, in
such a case, in order to comply with the
definition, consist of the features as they appear
in the article to which they have been applied by
some industrial process or means. An applicant for
registration of a design has to produce a
pictorial illustration of the idea or suggestion
which he has to establish as new or original;"
Therefore, the concept of design is that a particular
figure conceived by its designer in his mind and it is
reproduced in some identifiable manner and it is sought to
be applied to an article. Therefore, whenever registration
is required then those configuration has to be chosen for
registration to be reproduced in any article. The idea is
that the design has to be registered which is sought to be
reproduced on any article. Therefore, both the things are
required to go together, i.e. the design and the design
which is to be applied to an article. In the present case,
the design has been reproduced in the article like glass
which is registered. This could have been registered with
rexin or leather. Therefore, for registration of a
particular configuration or particular shape of thing which
is sought to be reproduced on a particular article has to
be applied. As in the present case the design sought to be
reproduced on a glass-sheet has been registered and there
is no evidence to show that this design was registered
earlier to be reproduced on glass in India or any other
part of the country or in Germany or even for that matter
in United Kingdom, therefore, it is for the first time
registered in India which is new and original design which
is to be reproduced on glass sheet. Therefore, the
submission of learned senior counsel for the appellant,
Mr.Gupta cannot be accepted that this design was not new
and original.
9. In this connection, our attention was invited to
the decisions of the Delhi High Court in 1981 PTC 239
[M/s. Domestic Appliances and Others v. M/s. Globe Super
Parts] and 1983 PTC 373[ The Wimco Ltd. Bombay v. M/s.
Meena Match Industries, Sivakasi & Ors.]. In M/s. Domestic
Appliances & Ors., M/s. Globe Super Parts, Faridabad
manufactured gas tandoors and they got the design
registered in respect of gas tandoor. The petitioners-
M/s. Domestic Appliances & Ors. also manufacture gas
tandoors under the trade mark 'Sizzler'. They were selling
the same in Delhi market. The respondent filed a suit
against the petitioners alleging inter alia infringement of
the design and obtained temporary injunction restraining
the petitioners from selling the seasonal goods. The
petitioners filed an application under Section 51A of the
Designs Act, 1911 for cancellation of the design No.145258
before the Controller of Designs, Calcutta. The
cancellation was sought on the allegations that the design
No.145258 was pre-published in India on the date of
registration in as much as the respondents themselves were
manufacturing and selling the gas tandoors earlier to the
date of application for registration of design No.145258
and sold the same to various parties in Delhi, Punjab,
Haryana, Jammu & Kashmir & Uttar Pradesh and also
advertised the said supercook gas tandoor in several
newspapers. It was also alleged that the respondents were
not the originators or the owners of the design. Therefore,
it should be cancelled. This was resisted by the
respondents. Similarly in this case here also it was
alleged that this application has been filed as a
counterblast to the suit filed by the respondent and it
was also pleaded that the petitioners were not interested
in cancellation of the design. In the suit certain issues
were framed and the High Court held that there was no
definite evidence produced by the parties that the design
had been previously registered in India. It was also held
that the respondents were manufacturing the gas tandoors of
the impugned design prior to 1977 and ultimately the Court
held that the gas tandoors of the impugned design had been
sold prior to the date of its publication. In other words
the design had been published for the first time in India
in 1977. Therefore, this case was decided purely on the
question of fact and no ratio has been laid down. Similarly
in 1983 PTC 373, this was a case by the Wimco Limited, a
public limited company which carried on business of
manufacturing and selling match boxes. It was claiming
that they were one of the famous manufacturers of matches
and they developed a design and gave it a name as
'HOTSPOT' and made an application for registration under
the provisions of the Designs Act,1911 and the same was
registered. Thereafter a suit was instituted against M/s.
Meena Match Industries, M/s. Thilgaraj Match Works and Ms.
Sanjay & Co to restrain the defendants from manufacturing,
producing, selling and/or marketing or offering for same
match boxes bearing the impugned pattern/ design on the
match boxes. After review of the evidence on record the
Court held that the design given to M/s. Wimco was liable
to be cancelled on the ground that it has been published in
India prior to the date of registration and the design was
not a new or original one. Therefore, this was also decided
basically on the question of fact. Similarly in the present
case, as we have discussed above, that this design which
was registered in the name of M/s. Gopal Glass Works was
not published in India or in Germany. Therefore, it was a
new and original design.
10. The question of eye appeal came up for
consideration in Interlego A.G. v. Tyco Industries Inc.
([1988] 16 R.P.C. 343). In that their Lordships have laid
down important test in the matter of visual appeal of the
eye. It was observed as follows:
" In relation, however, to an
assessment of whether a particular shape
or configuration satisfies the former and
positive part of the definition, the fact
that an important part of the very
purpose of the finished article is to
appeal to the eye cannot be ignored. That
factor was one which was conspicuously
absent from the articles upon which the
courts were required to adjudicate in the
cases of Tecalemit Ltd. v. Ewarts
Ltd.(1927) 44 R.P.C. 503, Stenor and Amp
and in the more recent Irish case of
Allibert S.A. v. O'Connor [1981] F.S.R.
613, in all of which the claim to
registration failed. It was one which was
present in the case of Kestos where the
claim to the validity of the design
succeeded. It is present in the instant
case. One starts with the expectation of
eye-appeal, for part of the very purpose
of the article is to have eye-appeal.
That was aptly expressed by Whitford J.
in relation to the same subject-matter as
in this appeal in the case of Interlego
A.G. v. Alex Folley (Vic) Pty.Ltd.
[1987]F.S.R. 283 at page 298:-
" I would have expected a
designer designing toys to have the
question of the appeal of the toy to
the eye, even in the case of a
functional toy, in mind. Mr.Rylands who
have evidence for the defendants said
that when designing a functional toy it
is necessary to have regard not only to
suitability for purpose but to overall
appearance. You have to design so that
the article in question will make an
immediate visual appeal to a child or
to the parent or other person buying
for a child.""
One has to be very cautious unless two articles are
simultaneously produced the Court then alone the Court will
be able to appreciate. But in the present case no design
reproduced on the glass-sheets was either produced before
the Assistant Controller or before the High Court or before
us by the appellant to appreciate the eye appeal. The
appellant could have produced the design reproduced on
glass-sheet it manufactured in United Kingdom or Germany.
That could have been decisive.
11. Our attention was invited to Dover Ltd. v.
Nurnberger Celluloidaren Fabrik Gebruder Wolff ([1910] 27
R.P.C. 498). This was a case in which the question was of
the pattern or ornament of hand grip for cycle handles
brought an action for infringement against a German firm of
manufacturers, and against their London agents. The
defendants admitted that they were selling cycle handles
with the design resembling the plaintiffs' registered
design but pleaded that the plaintiffs' registered design
was not a new or original design not previously published
in the United Kingdom and alleged that it was commonly
known for many years prior to the date of the registration.
Though the Single Judge held that the design was new and
original having regard to the kind of article for which it
was registered and that it had been applied by the
defendants to the cycle handles sold by them but the Court
of Appeal held that the design was not new or original
within the definition of the Patents and Designs Act,
1907, and that the defendants had not infringed. Therefore,
this case was decided on the question of fact and
evidence lead by the parties. In this case, Buckley,J.
observed as follows:
" In my opinion, there is in this
no originality. If, however, the
Respondents' Counsel are right in saying
that the Design is the whole thing as
shown in the picture, then, it seems to
me, that the Defendants have not
infringed. Their handle is not divided
into six panels but into nine panels.
Their grooves are so much more shallow
than the Plaintiffs' grooves as to be
easily distinguishable from them.
Fraudulent imitation there was certainly
none; neither was there obvious imitation
either.
In my judgment, this Act was
intended to protect Designs which really
have some merit by way of novelty or
originality and not to give colour to
such paltry and trivial claims as have
been set up in this case. The appeal
must, I think, succeed and the action be
dismissed with costs."
Kennedy L.J. also took the similar view and observed as
follows:
" In the present case, as I have already
said, if I rightly appreciate the
evidence, a paneled hand grip with
grooved divisions was not new, nor was
the engine-turning of surfaces as an
ornamentation of those surfaces new, for
it had been applied to what I may, I
think, fairly call the kindred surfaces
of knife handles and penholders, where
the hand grips them. I cannot find either
novelty or originality in the Plaintiffs'
Design by reason of such a combination."
Therefore, both the case was distinguishable on question of
facts only.
12. Our attention was also invited to King Features
Syndicate Incorporated and Frank Cecil Betts, the Personal
Representative of Elzie Chrisler Segar, Deceased. V. O. &
M. Kleeman Ld. ([1941] 58 R.P.C. 207). In this case also,
action was brought for alleged infringement of certain
copyright in certain drawings. It was contended by the
defendants that they had not manufactured or imported and
sold as alleged by the plaintiffs and there was no
infringement. Leave was granted. The Court of Appeal
allowed the appeal. The plaintiffs appealed to the House of
Lords and the appeal was allowed. There also much turned
on the question of evidence.
13. Our attention was invited to Gammeter v.
Controller of Patents & Designs and others A.I.R.1919
Cal.887. Their Lordships discussed the concept of new and
original. In that context, it was observed as follows:
" A design in order to be new or
original within the meaning of the Act,
need not be new or original in the sense
of never having been seen before as
applied to any article whatever, there
might be a novelty in applying an old
thing to a new use, provided it is not
merely analogous. Where the design of a
metal band called the "Novelty band,"
intended to attach a watch to the wrist,
was similar in shape and configuration to
a bracelet previously manufactured for
ornamental purpose."
Their Lordships further held as follows:
" Though the shape of the
"Novelty" band by itself could not be
said to be new and original, the
application of it to a watch to be worn
on the wrist was for a purpose so
different from and for a use so similar
to the purpose and use of the bracelet
that the design in question might be
said to be original. worn on the wrist
was for a purpose so different from and
for a use so similar to the purpose and
use of the bracelet that the design in
question might be said to be original."
Therefore, this case also depended on the appreciation of
the material placed before the Court.
14. The next evidence which was lead by the
appellant was a website had been downloaded from the
United Kingdom Patent Office effecting patent that may be
applied to glass sheets. No evidence has been produced to
show that M/s.Vegla Vereinigte Glaswerke Gmbh had
manufactured this design in glass sheet or not. It is only
a design downloaded from the website of the Patent office
in U.K. and it is not known whether it was reproduced on
glass-sheet in U.K. or not. In this connection, the
Assistant Controller has only observed that he has made a
visual comparison of the U.K. registered design No.2022468
with the impugned design No.190336 and he was satisfied
that both the designs make same appeal to the eye and there
was sufficient resemblance between the two designs.
Therefore, the Assistant Controller held that the impugned
design was prior published and it could not be said to be
new or original. The Assistant Controller further observed
that the proprietor of this design had not been able to
make a difference between the U.K. design and the present
design. This was not accepted by learned Single Judge of
the Calcutta High Court and for the good reason. It was
observed by learned Single Judge as under :
" The illustrations in the form of
drawings downloaded from the website of
the United Kingdom Patent Office depict
the patterns that may be applied to
glass sheets. The patterns may be same
but the illustrations do not give the
same visual effect as the samples of the
glass sheets produced by the appellant in
Court. There are also no clean
unmistakable instructions or directions
for production of glass sheets of the
pattern illustrated.
The visual effect and/or appeal of
a pattern embossed into glass sheets by
use of embossing rollers could be
different from the visual effect of the
same pattern etched into glass sheets
manually. The respondent no.1 has not
considered these factors.
The order impugned considered with
the materials on record, including in
particular the computer print outs
clearly reveals that the respondent no.1
has only compared the pattern and/or
configuration considered the visual
appeal thereof, but not the visual appeal
of the pattern and/or configuration on
the article. In other words, the
Respondent No.1 has not considered the
visual appeal of the finished product.
There are no materials on record to
show that the design had previously been
applied to glass sheets. On the other
hand, an affidavit was sworn on behalf of
the appellant by a Liaison Executive
affirming that he had ascertained that
the proprietor of the design registered
in the United Kingdom had never
manufactured glass sheets of the design
registered."
From this it appears that in fact the pattern of the design
which is reproduced on the glass-sheet and the design and
the pattern which was reproduced on the glass-sheet of the
United Kingdom was not common. The affidavit sworn on
behalf of the respondent herein, the liaison Executive that
he had ascertained from the proprietor of the design
registered in United Kingdom and they have never
manufactured glass-sheet of the design registered. This
affidavit evidence of the Liaison Executive of the
respondent company has remained un-rebutted. Secondly, the
learned Assistant Controller has not properly compared the
two designs that on what comparison he found that the same
configuration or pattern are identical with that of the
impugned design. Simply by saying visually one can liable
to commit the mistake but if the comparison is to be judged
whether the pattern of the United Kingdom and that of the
present pattern is three dimension or not. Both the designs
were placed before us as was done before the High Court
also. Learned Single Judge recorded its finding after
seeing both the designs that there is distinguishable
difference between the two. Similar attempt was made
before us to show that both the designs i.e. one that is
published in United Kingdom and the impugned design are
identical. We have seen the original glass pattern produced
before us and the photograph of the pattern produced on
record. If the complainant was serious about the same, it
could have produced the pattern which was reproduced on the
glass-sheet in the United Kingdom and the pattern which is
reproduced on the glass-sheet by the rollers of the design
produced before us. If these two glass-sheets were placed
before learned Single Judge or before us we would have been
able to record the finding. The finding recorded by the
Assistant Controller is most inconclusive and it does not
give us any assurance that it was a proper comparison of
the two patters by the Assistant Controller. Learned
Single Judge of the Calcutta High Court had occasion to go
through both the patterns and found that there is no
comparison. Likewise, the glass-sheets were placed before
us with all dimensions along with a copy of the print out
of the United Kingdom and we are of opinion that there is
no comparison between the two. From the visual appeal
placed before us, learned Single Judge has rightly
concluded that there is no comparison of pattern or
configuration of two designs. We fully agree with the view
taken by learned Single Judge. Hence on this count also
the view taken by the Assistant Controller does not appear
to be correct and the view taken by learned Single Judge of
the Calcutta High Court is correct.
15. As a result of our above discussion, we do not find any merit in this appeal and the same is dismissed
with costs of Rs.50,000/-(Rupees fifty thousand only).
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