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IN THE SUPREME COURT OF INDIA
CIVIL APPELLATE JURISDICTION
CIVIL APPEAL NO.3467 of 2005
WITH
CIVIL APPEAL NO.3468 of 2005
Dayaram ... Appellant
Vs.
Sudhir Batham & Ors. ... Respondents
J U D G M E N T
R.V. RAVEENDRAN, J.
Respondents 1 to 3 claimed that they belonged to `Dhobi' caste, a
scheduled caste in Bhopal district of Madhya Pradesh, and secured
appointment to posts reserved for Schedule Castes. The appellant, who was
the President of the Schedule Caste Employees Association, made a
complaint to the Sub-Divisional Magistrate that respondents 1 to 3 did not
belong to any scheduled caste and had produced false caste certificates.
The Collector enquired into the matter and gave a report dated 20.1.2000
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holding that the caste certificates produced by respondents 1 to 3 were false.
Consequently, the appointments of respondents 1 to 3 were cancelled on
20.4.2000. Respondents 1 to 3 challenged the report of the Collector and
their consequential termination in WP No. 2666/2000. The Madhya Pradesh
High Court directed that the caste certificates of respondents 1 to 3 be
verified by the State Level Screening Committee in accordance with the
decision of this court in Kumari Madhuri Patil v. Additional Commissioner,
Tribal Development (1994) 6 SCC 241. The appellant, who had also
approached the High Court, was permitted by the High Court to pursue his
complaint against respondents 1 to 3 before the State Level Screening
Committee.
2. The State Level Screening Committee held an enquiry, and after
hearing respondents 1 to 3 and the appellant, made an order dated 4.2.2002
holding that respondents 1 to 3 did not belong to `Dhobi' caste and directed
cancellation of the caste certificates issued to them. Aggrieved by the order
dated 4.2.2002 of the Committee, respondents 1 to 3 again approached the
High Court, in WP No.2074/2002. A learned single Judge of the High Court,
by order dated 9.3.2003, allowed the writ petition, quashed the order of the
scrutiny committee and declared that the respondents 1 to 3 belonged to a
scheduled caste. Consequently he quashed the orders of termination of
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service with a direction to reinstate respondents 1 to 3 with all consequential
benefits. The said order was challenged by the appellants by filing a Letters
Patent Appeal (LPA No.409/2003). The LPA was dismissed by a division
bench of the High Court, by order dated 4.8.2003 as not maintainable in
view of direction (13) of the caste verification procedure in Madhuri Patil,
which directed that "in case the writ petition is disposed of by a single
Judge, then no further appeal would lie against that order to the division
bench, but subject to special leave under Article 136." The said order of the
division bench holding the appeal as not maintainable is challenged in Civil
Appeal No.3467/2005. The appellant has also challenged the order of the
learned Single Judge by filing a separate appeal in CA No.3468/2005, to
avoid difficulties in the event of being unsuccessful in CA No.3467/2005.
The Reference
3. These two appeals have been referred by a two Judge bench, to a
larger bench by order of reference dated 31.3.2010 doubting the legality and
validity of the directions issued in Madhuri Patil. We extract below the
relevant portion of the order of reference:
"In Kumari Madhuri Patit's case, as many as fifteen directions were
given, which, in our opinion, are all legislative in nature. In our opinion, if
a Court feels that some law should be made, then it can only make a
recommendation to that effect to the legislature but it cannot itself
legislate. It is upto the legislature to accept the recommendation or not.
4
In Kumari Madhuri Patil case, the two Judge Bench of this Court in
direction No.13 observed as follows:
"The High Court would dispose of these cases as
expeditiously as possible within a period of three months.
In case, as per its procedure, the writ petition/miscellaneous
petition/matter is disposed of by a single Judge, then no
further appeal would lie against that order to the Division
Bench but subject to special leave under Article 136."
In our opinion, the direction that no further appeal will lie against the
decision of a Single Judge of the High Court to a division bench was
clearly not valid. It is well settled that an appeal is a creature of the statute
and if the statute or the Letters Patent of the High Court or rules provide
for an appeal, then an appeal will lie. For instance, the Court cannot say
that no second appeal under section 100 CPC will be entertained in future
by the High Court. That will be really abolishing section 100 CPC and this
can only be done by the legislature and not by the courts. An appeal can
be created by the legislature and abolished by the legislature. The court
can neither creates an appeal nor abolish it.
Since the aforesaid direction in Kumari Madhuri Patil case (supra), are in
our opinion not valid, we are of the opinion that they require
reconsideration by a larger bench."
The directions in Madhuri Patil
4. In Madhuri Patil, a two Judge Bench of this Court found that spurious
tribes and persons not belonging to scheduled tribes were snatching away
the reservation benefits given to genuine tribals, by claiming to belong to
scheduled tribes. This Court found that the admission wrongly gained or
appointment wrongly obtained on the basis of false caste certificates had the
effect of depriving the genuine scheduled castes or scheduled tribes of the
benefits conferred on them by the Constitution. It also found that genuine
candidates were denied admission to educational institutions or
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appointments to posts under the State, for want of social status certificate;
and that ineligible or spurious candidates who falsely gained entry resorted
to dilatory tactics and created hurdles in completion of the inquiries by the
Scrutiny Committee, regarding their caste status. It noticed that admissions
to educational institutions were generally made by the parents, as the
students will be minors, and they (parents or the guardians) played fraud in
claiming false status certificate. This Court was therefore of the view that the
caste certificates issued should be scrutinised with utmost expedition and
promptitude. To streamline the procedure for the issuance of a caste (social
status) certificates, their scrutiny and approval, this Court issued the fifteen
directions, relevant portions of which are extracted below:
1. The application for grant of social status certificate shall be made to
the Revenue-Sub-Divisional Officer and Deputy Collector or Deputy
Commissioner and the certificate shall be issued by such Officer rather
than at the Officer, Taluk or Mandal level.
2. The parent, guardian or the candidate, as the case may be, shall file
an affidavit duly sworn and attested by a competent gazetted officer or
non-gazetted officer with particulars of castes and sub-castes, tribe,
tribal community, parts or groups of tribes or tribal communities, the
place from which he originally hails from and other particulars as may
be prescribed by the concerned Directorate.
3. Application for verification of the caste certificate by the Scrutiny
Committee shall be filed at least six months in advance before seeking
admission into educational institution or an appointment to a post.
4. All the State Governments shall constitute a Committee of three
officers, namely, (I) an Additional or Joint Secretary or any officer
higher in rank of the Director of the concerned department, (II) the
Director, Social Welfare/Tribal Welfare/Backward Class Welfare, as
the case may, and (III) in the case of Scheduled Castes another officer
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who has intimate knowledge in the verification and issuance of the
social status certificates. In the case of Scheduled Tribes, the Research
Officer who has intimated knowledge in identifying the tribes, tribal
communities, parts of or groups of tribes or tribal communities.
5. Each Directorate should constitute a vigilance cell consisting of
Senior Deputy Superintendent of Police in over all charge and such
number of Police Inspectors to investigate into the social status claims.
.................
6. The Director concerned, on receipt of the report from the vigilance
officer if he found the claim for social status to be "not genuine" or
"doubtful" or spurious or falsely or wrongly claimed, the Director
concerned should issue show cause notice supplying a copy of the
report of the vigilance officer to the candidate by a registered post with
acknowledgement due or through the head of the concerned
educational institution in which the candidate is studying or
employed........... After giving such opportunity either in person or
through counsel, the Committee may make such inquiry as it deems
expedient and consider the claims vis-a-vis the objections raised by the
candidate or opponent and pass an appropriate order with brief reasons
in support thereof.
7. In case the report is in favour of the candidate and found to be
genuine and true, no further action need be taken except where the
report or the particulars given are procured or found to be false or
fraudulently obtained and in the latter event the same procedure as is
envisaged in para 6 be followed.
8. Notice contemplated in para 6 should be issued to the parents/
guardian also in case candidate is minor to appear before the
Committee with all evidence in his or their support of the claim for the
social status certificates.
9. The inquiry should be completed as expeditiously as possible
preferably by day-to-day proceedings within such period not
exceeding two months. If after inquiry, the caste Scrutiny Committee
finds the claim to be false or spurious, they should pass an order
cancelling the certificate issued and confiscate the same. It should
communicate within one month from the date of the conclusion of the
proceedings the result of enquiry to the parent/guardian and the
applicant.
10. In case of any delay in finalizing the proceedings, and in the
meanwhile the last date for admission into an educational institution or
appointment to an officer post, is getting expired, the candidate be
admitted by the Principal or such other authority competent in that
behalf or appointed on the basis of the social status certificate already
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issued or an affidavit duly sworn by the parent/guardian/candidate
before the competent officer or non-official and such admission or
appointment should be only provisional, subject to the result of the
inquiry by the Scrutiny Committee.
11. The order passed by the Committee shall be final and
conclusive only subject to the proceedings under Article 226 of the
Constitution.
12. No suit or other proceedings before any other authority should
lie.
13. The High Court would dispose of these cases as expeditiously
as possible within a period of three months. In case, as per its
procedure, the writ petition/Miscellaneous petition/matter is
disposed of by a Single Judge, then no further appeal would lie
against that order to the Division Bench but subject to special
leave under Article 136.
14. In case, the certificate obtained or social status claimed is found to
be false, the parent/guardian/the candidate should be prosecuted for
making false claim. If the prosecution ends in a conviction and
sentence of the accused, it could be regarded as an offence involving
moral turpitude, disqualification for elective posts or offices under the
State or the Union or elections to any local body, legislature or the
Parliament.
15. As soon as the finding is recorded by the Scrutiny Committee
holding that the certificate obtained was false, on its cancellation and
confiscation simultaneously, it should be communicated to the
concerned educational institution or the appointing authority by
registered post with acknowledgement due with a request to cancel the
admission or the appointment. The principal etc. of the educational
institution responsible for making the admission or the appointing
authority, should cancel the admission/appointment without any
further notice to the candidate and debar the candidate for further
study or continue in office in a post.
[emphasis supplied]
This Court also observed that as the aforesaid procedure by providing for a
fair and just verification, could shorten the undue delay and also prevent
avoidable expenditure for the State on the education of the candidate
admitted/appointed on false social status or further continuance therein,
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every State should endeavour to give effect to it and see that the
constitutional objectives intended for the benefit and advancement of the
genuine scheduled castes/scheduled tribes are not defeated by unscrupulous
persons.
Questions for consideration
5. In view of the reference order, the following questions arise for
consideration:
(i) Whether directions 1 to 15 in Madhuri Patil are impermissible,
being legislative in nature?
(ii) Whether directions 11 and 12 in Madhuri Patil, which exclude the
jurisdiction of the civil court to entertain suits challenging the
decisions of the Caste Scrutiny Committees, violate section 9 of the
Code of Civil Procedure?
(iii) Whether direction 13 in Madhuri Patil barring intra-court
appeals against decisions of Single Judges in writ petitions, when such
appeals are specifically provided for in State enactments/Letters
Patents, is valid and proper?
R
e: Question (i) directions (1) to (15) in K
umari Madhuri Patil in general
6. This Court has a constitutional duty to protect the fundamental rights
of Indian citizens. Whenever this Court found that the socio-economic rights
of citizens required to be enforced, but there was a vacuum on account of the
absence of any law to protect and enforce such rights, this Court has
9
invariably stepped in and evolved new mechanisms to protect and enforce
such rights, to do complete justice. This has been done by re-fashioning
remedies beyond those traditionally available under writ jurisdiction by
issuing appropriate directions or guidelines to protect the fundamental rights
and make them meaningful.
7. In S. P. Gupta v. Union of India (1981) Supp. SCC 87, this Court
observed :
"The judiciary has therefore a socio-economic destination and a creative
function. It has, to use the words of Glanville Austin, to become an arm of
the socio-economic revolution and perform an active role calculated to
bring social justice within the reach of the common man. It cannot remain
content to act merely as an umpire but it must be functionally involved in
the goal of socio-economic justice."
Referring to the British concept of judging, that is, a Judge is only a neutral
and passive umpire, who merely hears and determines issues of fact and law,
this Court further observed thus :
"Now this approach to the judicial function may be all right for a stable
and static society but not for a society pulsating with urges of gender
justice, worker justice, minorities justice, dalit justice and equal justice
between chronic un-equals. Where the contest is between those who are
socially or economically unequal, the judicial process may prove
disastrous from the point of view of social justice, if the Judge adopts a
merely passive or negative role and does not adopt a positive and creative
approach. The judiciary cannot remain a mere bystander or spectator but it
must become an active participant in the judicial process ready to use law
in the service of social justice through a pro-active goal oriented
approach."
"What is necessary is to have Judges who are prepared to fashion new
tools, forge new methods, innovate new strategies and evolve a new
jurisprudence, who are judicial statesmen with a social vision and a
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creative faculty and who have, above all, a deep sense of commitment to
the Constitution with an activist approach and obligation for
accountability, not to any party in power nor to the opposition nor to the
classes which are vociferous but to the half hungry millions of India who
are continually denied their basic human rights. We need Judges who are
alive to the socio-economic realities of Indian life, who are anxious to
wipe every tear from every eye, who have faith in the constitutional values
and who are ready to use law as an instrument for achieving the
constitutional objectives."
In Bandhua Mukti Morcha v. Union of India (1984) 3 SCC 161 expanded
upon the role of this Court thus:
"But the question then arises as to what is the power which may be
exercised by the Supreme Court when it is moved by an "appropriate"
proceeding for enforcement of a fundamental right. It is not only the high
prerogative writs of mandamus, habeas corpus, prohibition, quo warranto
and certiorari which can be issued by the Supreme Court but also writs in
the nature of these high prerogative writs and therefore even if the
conditions for issue of any of these high prerogative writs are not fulfilled,
the Supreme Court would not be constrained to fold its hands in despair
and plead its inability to help the citizen who has come before it for
judicial redress, but would have power to issue any direction, order or
writ including a writ in the nature of any high prerogative writ. This
provision conferring on the Supreme Court power to enforce the
fundamental rights in the widest possible terms shows the anxiety of the
Constitution makers not to allow any procedural technicalities to stand in
the way of enforcement of fundamental rights. The Constitution makers
clearly intended that the Supreme Court should have the amplest power to
issue whatever direction, order or writ may be appropriate in a given case
for enforcement of a fundamental right."
(emphasis supplied)
8. In Vishaka v. State of Rajasthan (1997) 6 SCC 241 this court
recognized its obligation under Article 32 to provide for the enforcement of
fundamental rights in areas with legislative vacuum. After detailed
consideration, this Court held:
11
"In view of the above, and the absence of enacted law to provide for the
effective enforcement of the basic human right of gender equality and
guarantee against sexual harassment and abuse, more particularly against
sexual harassment at work places, we lay down the guidelines and norms
specified hereinafter for due observance at all work places or other
institutions, until a legislation is enacted for the purpose. This is done in
exercise of the power available under Article 32 of the Constitution for
enforcement of the fundamental rights and it is further emphasised that
this would be treated as the law declared by this Court under
Article 141 of the Constitution."
9. In Vineet Narain v. Union of India 1998 (1) SCC 226 this court took
note of the fact that in exercise of the powers under Article 32 read with
Article 142, guidelines and directions had been issued in a large number of
cases; and that issue of such guidelines and directions is a well settled
practice which has taken firm roots in our constitutional jurisprudence and
that such exercise was essential to fill the void in the absence of suitable
legislation to cover the field. Consequently this Court issued various
directions with the following preamble:
"As pointed out in Vishakha (supra), it is the duty of the executive to fill
the vacuum by executive orders because its field is co-terminus with that
the legislature, and where there is inaction even by the executive for
whatever reason, the judiciary must step in, in exercise of its
constitutional obligations under the aforesaid provisions to provide a
solution till such time as the legislature acts to perform its role by
enacting proper legislation to cover the field.
59. On this basis, we now proceed to give the directions enumerated
hereafter for rigid compliance till such time as the legislature steps in to
substitute them by proper legislation. These directions made under
Article 32 read with Article 142 to implement the rule of law wherein the
concept of equality enshrined in Article 14 is embedded, have the force of
law under Article 141 and by virtue of Article 144 it is the duty of all
12
authorities, civil and judicial, in the territory of India to act in aid of this
Court."
(emphasis supplied)
10. In Kalyan Chandra Sarkar v. Rajesh Ranjan (2005) 3 SCC 284 this
Court held that Article 142 is an important constitutional power granted to
this court to protect the citizens. In a given situation when laws are found to
be inadequate for the purpose of grant of relief, the court can exercise its
jurisdiction under Article 142 of the Constitution. This court reiterated that
directions issued by this court under Article 142 from the law of the land in
the absence of any substantive law covering the field and such directions
"fill the vacuum" until the legislature enacts substantive law. This court has
issued guidelines and directions in several cases for safeguarding,
implementing and promoting the fundamental rights, in the absence of
legislative enactments. By way of illustrations, we may refer to Lakshmi
Kant Pandey v. Union of India (1984) 2 SCC 244 [regulating inter-country
adoptions], Common Cause v. Union of India (1996) 1 SCC 753 [regulating
collection, storage and supply of blood for blood transfusions], M.C. Mehta
v. State of Tamilnadu (1996) 6 SCC 756 [enforcing prohibition on child
labour].
13
11. In Supreme Court Bar Association v.Union of India (1998) 4 SCC 409
a Constitution Bench of this Court held:
"Indeed this Court is not a court of restricted jurisdiction of only dispute-
settling. It is well recognized and established that this court has always
been a law maker and its role travels beyond merely dispute settling. It is
a "problem solver in the nebulous provisions dealing with the subject
matter of a given case cannot be altogether ignored by this Court, while
making an order under Article 142. Indeed, these constitutional powers
cannot, in any way, be controlled by any statutory provisions but at the
same time these powers are not meant to be exercised when their exercise
may come directly in conflict with what has been expressly provided for in
a statute dealing expressly with the subject."
(emphasis supplied)
12. The directions issued in Madhuri Patil were towards furtherance of the
constitutional rights of scheduled castes/scheduled tribes. As the rights in
favour of the scheduled castes and scheduled tribes are a part of legitimate and
constitutionally accepted affirmative action, the directions given by this Court
to ensure that only genuine members of the scheduled castes or scheduled
tribes were afforded or extended the benefits, are necessarily inherent to the
enforcement of fundamental rights. In giving such directions, this court
neither re-wrote the Constitution nor resorted to `judicial legislation'. The
Judicial Power was exercised to interpret the Constitution as a `living
document' and enforce fundamental rights in an area where the will of the
elected legislatures have not expressed themselves. Benjamin Cardozo in his
inimitable style said that the power, to declare the law carries with it the
14
power and within limits the duty, to make law when none exists. (Nature of
the Judicial Process, page 124). Directions issued in the exercise of Judicial
Power can fashion modalities out of existing executive apparatus, to ensure
that eligible citizens entitled to affirmative action alone derive benefits of such
affirmative action. The directions issued in Madhuri Patil are intrinsic to the
fulfillment of fundamental rights of backward classes of citizens and are also
intended to preclude denial of fundamental rights to such persons who are
truly entitled to affirmative action benefits.
13. We may now deal with the two decisions relied upon in the reference
order. The first is the decision in Divisional Manager, Aravali Golf Club vs.
Chander Haas [2008 (1) SCC 683]. In that case it was observed that Judges
should not unjustifiably try to perform executive or legislative functions and
in the name of judicial activism, cannot cross their limits and try to take-over
the functions which belong to another organ of the State. The court also
lamented upon the tendency of some Judges to interfere in matters of policy.
These observations no doubt, deserve acceptance. These observations were
made in the context of setting aside a direction of the High Court to create
the posts of drivers and then regularize the services of respondents against
such newly created posts. It was held that courts cannot direct creation of
posts which is the prerogative of the executive or legislature. In fact in the
15
very decision this court further observed that its observations did not mean
that Judges should never be activists as many a time judicial activism is a
useful adjunct to democracy and such activism should be resorted to only in
exceptional circumstances where the situation forcefully demands it in the
interest of the nation or the poorer or weaker sections of the society, keeping
in mind that ordinarily the task of legislation or administrative decisions is
for the legislature and the executive and not for the judiciary. Thus the
decision in Aravali Golf Club in effect supports the principle which is the
basis for the directions in Madhuri Patil. The principle is wherever the
interests of weaker sections are adversely affected due to unscrupulous acts
of persons attempting to usurp the benefits meant for such weaker sections,
court can, and in fact should, step in, till a proper legislation is in place. It is
not necessary to refer to the second case mentioned in the reference order,
that is Common Cause vs. Union of India - 2008 (5) SCC 511, for two
reasons. First is, it reiterates Aravali Golf Club. Second is, on the relevant
issue, the two learned Judges have differed and therefore the discussion is
not of any assistance.
14. Therefore we are of the view that directions 1 to 15 issued in exercise
of power under Articles 142 and 32 of the Constitution, are valid and
laudable, as they were made to fill the vacuum in the absence of any
16
legislation, to ensure that only genuine scheduled caste and scheduled tribe
candidates secured the benefits of reservation and the bogus candidates were
kept out. By issuing such directions, this court was not taking over the
functions of the legislature but merely filling up the vacuum till legislature
chose to make an appropriate law.
Re: Question (ii) : Whether civil courts jurisdiction could be barred?
15. Direction (11) in Madhuri Patil states that order passed by the
scrutiny committee shall be final and conclusive, subject only to challenge
under Article 226 of the Constitution. Direction (12) states that no suit
(before a civil court) or other proceedings before any other authority should
lie against the orders of the scrutiny committee. The appellant contends that
the right to file a civil suit cannot be taken away by a judicial order and that
a suit could be barred only by a statute, either expressly or impliedly.
Section 9 of the Code of Civil Procedure (`Code' for short) provides that
courts have to try all civil suits unless barred. The relevant portion of the
said section is extracted below :
"The Courts shall (subject to the provisions herein contained) have
jurisdiction to try all suits of a civil nature excepting suits of which their
cognizance is either expressly or impliedly barred."
17
16. In Vankamamidi Venkata Subba Rao vs. Chatlapalli Seetharamaratna
Ranganayakamma (1997) 5 SCC 460 this Court explained the scope of
section 9 thus :
"When a legal right is infringed, a suit would lie unless there is a bar
against entertainment of such civil suit and the civil Court would take
cognizance of it. Therefore, the normal rule of law is that Civil Courts
have jurisdiction to try all suits of civil nature except those of which
cognizance is either expressly or by necessary implication excluded.....
Courts generally construe the provisions strictly when jurisdiction of the
civil courts is claimed to be excluded. However, in the development of
civil adjudication of civil disputes, due to pendency of adjudication and
abnormal delay at hierarchical stages, statutes intervene and provide
alternative mode of resolution of disputes with less expensive but
expeditious disposal.......It is also an equally settled legal position that
where a statute gives finality to the orders of the special tribunal, the civil
court's jurisdiction must be held to be excluded, if there is adequate
remedy to do what the civil court would normally do in a suit. Where
there is no express exclusion, the examination of the remedies and the
scheme of the particular Act to find out the intendment becomes necessary
and the result of the inquiry may be decisive. In the latter case, it is
necessary that the statute creates a special right or liability and provides
procedure for the determination of the right or liability and further lays
down that all questions about the said right or liability shall be determined
by the Tribunal so constituted and whether remedies is normally
associated with the action in civil Courts or prescribed by the statutes or
not. Therefore, each case requires examination whether the statute
provides right and remedies and whether the scheme of the Act is that the
procedure provided will be conclusive and thereby excludes the
jurisdiction of the civil Court in respect thereof."
(emphasis supplied)
17. Scope of section 9 of the Code was again explained by this Court in
Rajasthan State Road Transport Corporation v. Bal Mukund Bairwa
(2009) 4 SCC 299 as under:
"Section 9 of the Code is in enforcement of the fundamental principles
of law laid down in the maxim Ubi jus ibi remedium. A litigant, thus,
having a grievance of a civil nature has a right to institute a civil suit in a
competent civil court unless its cognizance is either expressly or
18
impliedly barred by any statute. Ex facie, in terms of Section 9 of the
Code, civil courts can try all suits, unless barred by statute, either
expressly or by necessary implication.."
(emphasis supplied)
18. In Dhulabai v. State of MP (1968) 3 SCR 662 this Court enumerated
the circumstances wherein civil court jurisdiction could be held to be
excluded. They are:
"(1) Where the statute gives a finality to the orders of the special tribunals,
the Civil Court's jurisdiction must be held to be excluded if there is
adequate remedy to do what the Civil Courts would normally do in a suit.
Such provision, however, does not exclude those cases where the
provisions of the particular Act have not been complied with or the
statutory tribunal has not acted in conformity with the fundamental
principles of judicial procedure.
(2) Where there is an express bar of the jurisdiction of the court, an
examination of the scheme of the particular Act to find the adequacy or
the sufficiency of the remedies provided may be relevant but is not
decisive to sustain the jurisdiction of the civil court."
19. It is therefore clear that the jurisdiction of the civil court to entertain
any suit of a civil nature arising under a statute can be excluded only when
cognizance is expressly or impliedly barred by the statute which gives rise to
such suits. In this case, the creation of the scrutiny committee is by the
judgment of this Court. The procedure and functioning of the scrutiny
committee is also in accordance with the scheme formulated by the said
judgment. Thus if a suit is to be filed in a civil court in regard to the decision
of the scrutiny committee, the cause of action for such suit would not arise
19
under any statute, but with reference to an order of a committee constituted
in pursuance of a scheme formulated by this court, by way of a stop-gap
quasi -legislative action. The principle underlying section 9 is that
cognizance of any category of suits arising under a statute, can be barred
(either expressly or impliedly) by that Statute. But in regard to cognizance of
the category of suits arising from the scheme formulated by a decision of
this Court (and not under a statute), the scheme formulated by the decision
of the court is the `statute', and therefore the scheme can expressly or
impliedly bar cognizance of such suits. This is because the `statute' which
gives rise to a cause of action referred to in the aforesaid decisions in V.
Venkata Subha Rao, Bal Mukund Bairwa and Dhulabai, in this case is
substituted by the `quasi-legislative' stop-gap scheme created by the
decision of this Court. As the scrutiny committee is a creature of the
judgment in Madhuri Patil and the procedure for verification and passing of
appropriate orders by the scrutiny committee is also provided for in the said
judgment, there is nothing irregular or improper in this court directing that
orders of the scrutiny committee should be challenged only in a proceeding
under Article 226 of the Constitution and not by way of any suit or other
proceedings. Section 9 of the Code and plethora of decisions which
considered it, state that the civil court will have jurisdiction except where the
cognizance of suits of civil nature is either expressly or impliedly barred.
20
20. One incidental submission about the nature and constitution of the
scrutiny committee requires to be dealt with. It is submitted that scrutiny
committee, directed to be constituted by Madhuri Patil, is neither a court nor
a tribunal, but a committee consisting of government officers, namely, (i) an
officer of Additional or Joint Secretary level or other officer higher in rank
than the Director of the department concerned; (ii) the Director, Social
Welfare/Tribal Welfare/Backward Classes Welfare, as the case may be; and
(iii) an officer, who has an intimate knowledge in the verification and
issuance of social status certificates in the case of scheduled castes and a
Research Officer who has intimate knowledge in identifying tribes,
communities etc., in the case of scheduled tribes. The scrutiny committee
does not have any judicial member. It is submitted that in the event of caste
status being erroneously decided by the scrutiny committee, which does not
have any `judicial' mind, the only remedy available for the aggrieved person
would be a writ petition under Article 226 of the Constitution. Such a
remedy cannot act as a efficacious substitute to the right to file a civil suit
since the High Court exercising writ jurisdiction will not re-appreciate
evidence whereas a civil court could do so. It is contended that the High
Court's writ jurisdiction, which is concerned only with decision making
process, is further curtailed by paragraph 15 in Madhuri Patil which directs
as under :
21
"The question then is whether the approach adopted by the high court in
not elaborately considering the case is vitiated by an error of law. High
Court is not a court of appeal to appreciate the evidence. The Committee
which is empowered to evaluate the evidence placed before it when
records a finding of fact, it ought to prevail unless found vitiated by
judicial review of any High Court subject to limitations of interference
with findings of fact. The Committee when considers all the material facts
and records a finding, though another view, as a court of appeal may be
possible it is not a ground to reverse the findings. The court has to see
whether the committee considered all the relevant material placed before it
or has not applied its mind to relevant facts which have led the committee
ultimately record the finding. Each case must be considered in the
backdrop of its own facts."
It was submitted that not only the decision of the scrutiny committee is
given finality on questions of fact, but even the power of judicial review is
sought to be curtailed by the aforesaid observation in Madhuri Patil. It is
pointed out that if the scrutiny committee wrongly holds a genuine caste
certificate is to be a false certificate, and the certificate holder is prevented
from approaching the civil court, such erroneous findings of fact by the
committee which is a non-judicial body would attain finality, without any
remedy to the certificate holder. It was therefore submitted that denial of the
right to approach the civil court and restricting the remedy to only writ
proceedings, in the anxiety to provide speedy remedy, has the potential of
causing severe miscarriage of justice.
21. The assumption that para 15 of Madhuri Patil extracted above curtails
the power of judicial review under Article 226 is not correct. It is
22
inconceivable to even think that this Court, by a judicial order would curtail
or regulate the writ jurisdiction of the High Court under Article 226. All that
para 15 of Madhuri Patil does is to draw attention to the settled parameters
of judicial review and nothing more. We make it clear that nothing in para
15 of the decision in Madhuri Patil shall be construed as placing any fetters
upon the High Court in dealing with writ petitions relating to caste
certificates.
22. Each scrutiny committee has a vigilance cell which acts as the
investigating wing of the committee. The core function of the scrutiny
committee, in verification of caste certificates, is the investigation carried on
by its vigilance cell. When an application for verification of the caste
certificate is received by the scrutiny committee, its vigilance cell
investigates into the claim, collects the facts, examines the records,
examines the relations or friend and persons who have knowledge about the
social status of the candidate and submits a report to the committee. If the
report supports the claim for caste status, there is no hearing and the caste
claim is confirmed. If the report of the vigilance cell discloses that the claim
for the social status claimed by the candidate was doubtful or not genuine, a
show-cause notice is issued by the committee to the candidate. After giving
due opportunity to the candidate to place any material in support of his
23
claim, and after making such enquiry as it deems expedient, the scrutiny
committee considers the claim for caste status and the vigilance cell report,
as also any objections that may be raised by any opponent to the claim of the
candidate for caste status, and passes appropriate orders. The scrutiny
committee is not an adjudicating authority like a Court or Tribunal, but an
administrative body which verifies the facts, investigates into a specific
claim (of caste status) and ascertains whether the caste/tribal status claimed
is correct or not. Like any other decisions of administrative authorities, the
orders of the scrutiny committee are also open to challenge in proceedings
under Article 226 of the Constitution. Permitting civil suits with provisions
for appeals and further appeals would defeat the very scheme and will
encourage the very evils which this court wanted to eradicate. As this Court
found that a large number of seats or posts reserved for scheduled castes and
scheduled tribes were being taken away by bogus candidates claiming to
belong to scheduled castes and scheduled tribes, this Court directed
constitution of such scrutiny committees, to provide an expeditious,
effective and efficacious remedy, in the absence of any statute or a legal
framework for proper verification of false claims regarding SCs/STs status.
This entire scheme in Madhuri Patil will only continue till the concerned
legislature makes appropriate legislation in regard to verification of claims
for caste status as SC/ST and issue of caste certificates, or in regard to
24
verification of caste certificates already obtained by candidates who seek the
benefit of reservation, relying upon such caste certificates.
23. Having regard to the scheme for verification formulated by this Court
in Madhuri Patil, the scrutiny committees carry out verification of caste
certificates issued without prior enquiry, as for example the caste certificates
issued by Tehsildars or other officers of the departments of Revenue/Social
Welfare/Tribal Welfare, without any enquiry or on the basis of self-
affidavits about caste. If there were to be a legislation governing or
regulating grant of caste certificates, and if caste certificates are issued after
due and proper inquiry, such caste certificates will not call for verification
by the scrutiny committees. Madhuri Patil provides for verification only to
avoid false and bogus claims. The said scheme and the directions therein
have been satisfactorily functioning for the last one and a half decades. If
there are any shortcomings, the Government can always come up with an
appropriate legislation to substitute the said scheme. We see no reason why
the procedure laid down in Madhuri Patil should not continue in the absence
of any legislation governing the matter.
Re: Question (iii) : Whether a right of appeal can be taken away by way
of judicial order?
25
24. Direction (13) in Madhuri Patil directs that when a writ petition
challenging the decision of the scrutiny committee is decided by a Single
Judge of the High Court, no further appeal would lie against that order to the
division bench and the decision of the learned Single Judge would only be
subjected to special leave under Article 136 of the Constitution.
25. The State of Madhya Pradesh enacted the `Uchcha Nyayalaya
(Khandpeeth Ko Appeal) Adhiniyam, 2005" which is deemed to have come
into force from 1.7.1981. The said Adhiniyam confers a right of appeal
before a division bench against the judgment of the single judge exercising
jurisdiction under Article 226 of the Constitution of India. The relevant
provision is as follows:
"An appeal shall lie from a judgment or order passed by one Judge of the
High Court in exercise of original jurisdiction under Article 226 of the
Constitution of India, to a division bench comprising of two judges of the
same High Court."
26. A remedy by way of appeal, provided expressly by a statute cannot be
taken away by an executive fiat or a judicial order. In Asia Industries (P)
Ltd. v.S.B. Sarup Singh (1965) 2 SCR 756 this Court held:
"Under the rules made by the High Court in exercise of the powers
conferred on it under section 108 of the Government of India Act, 1915,
an appeal under section 39 of the Act will be heard by a single Judge. Any
judgment made by the single Judge in the said appeal will, under Clause
10 of the Letters Patent, be subject to appeal to that Court. If the order
made by a single Judge is a judgment and if the appropriate Legislature
has, expressly or by necessary implication, not taken away the right of
26
appeal, the conclusion is inevitable that an appeal shall lie from the
judgment of a single Judge under Clause 10 of the Letters Patent to the
High Court."
(emphasis supplied)
In A.R. Antulay v. R.S. Nayak (1988) 2 SCC 602, an earlier bench had
transferred the criminal trials pending before the Special Judge to the High
Court of Bombay. A bench of seven judges while overruling the earlier
decision held that section 7(1) of the Criminal Law Amendment Act, 1952
created a condition that notwithstanding anything contained in the Code of
Criminal Procedure or any other law, the offences under section 6(1) of the
said Act to be tried by special judges only; and therefore the order dated
16.2.1984 [reported in (1984) 2 SCC 183] transferring the cases to High
Court was not authorized by law. It was also submitted that if the case was
tried by a special judge, the accused had a right of appeal to the High Court
and by transferring the trial to the High Court the said vested right of appeal
was taken away which was impermissible in law. This court held that
Parliament alone can take away vested right of appeal and no court whether
inferior or superior can take away the said vested right. The following
observations in that context are relevant:
"The power to create or enlarge jurisdiction is legislative in character, so
also the power to confer a right of appeal or to take away a right of
appeal. Parliament alone can do it by law and no Court, whether superior
or inferior or both combined can enlarge the jurisdiction of a Court or
divest a person of his rights of revision and appeal."
27
(emphasis supplied)
27. We may also refer to two other decisions dealing with the right of
appeal vested in a litigant, on and from the date of commencement of the lis.
Though in this case, we are not immediately concerned with interference
with the vested right of appeal of a litigant, after the commencement of a lis,
the principle underlying these two decisions are useful in understanding the
right to appeal. A Constitution Bench of this Court in Hoosein Kasam Dada
(India) Ltd.vs. The State of Madhya Pradesh and Ors. - 1953 SCR 987 held
that right of appeal is a vested substantive right. This Court held:
"The above decisions quite firmly establish and our decisions in Janardan
Reddy v. The State [1950] S.C.R. 941 and in Ganpat Rai v. Agarwal
Chamber of Commerce Ltd. (1952) S.C.J. 564, uphold the principle that a
right of appeal is not merely a matter of procedure. It is matter of
substantive right. This right of appeal from the decision of an inferior
tribunal to a superior tribunal becomes vested in a party when proceedings
are first initiated in, and before a decision is given by, the inferior court. In
the language of Jenkins C.J. in Nana bin Aba v. Shaikh bin Andu (1908)
ILR 32 Bom 337 to disturb an existing right of appeal is not a mere
alteration in procedure. Such a vested right cannot be taken away except
by express enactment or necessary intendment. An intention to interfere
with or to impair or imperil such a vested right cannot be presumed unless
such intention be clearly manifested by express words or necessary
implication."
In Garikapatti Veeraya v.N.Subbiah Choudhury (1957) SCR 488, this Court
held that the vested right of appeal can be taken away only by a subsequent
enactment. The following principles were enunciated:
28
(i) That the legal pursuit of a remedy, suit, appeal and second appeal are
really but steps in a series of proceedings all connected by an intrinsic
unity and are to be regarded as one legal proceeding.
(ii) The right of appeal is not a mere matter of procedure but is a
substantive right.
(iii) The institution of the suit carries with it the implication that all rights
of appeal then in force are preserved to the parties there to till the rest of
the carrier of the suit.
(iv) The right of appeal is a vested right and such a right to enter the
superior Court accrues to the litigant and exists as on and from the date the
lis commences and although it may be actually exercised when the adverse
judgment is pronounced such right is to be governed by the law prevailing
at the date of the institution of the suit of proceeding and not by the law
that prevails at the date of its decision or at the date of the filing of the
appeal.
(v) This vested right of appeal can be taken away only by a
subsequent enactment, if it so provides expressly or by necessary
intendment and not otherwise.
(emphasis supplied)
28. The right to file a writ appeal under the Adhiniyam (State Act) is a
`vested right', to any person filing a writ petition. That right can be taken
away only by an express amendment to the Act or by repeal of that Act, or
by necessary intendment, that is where a clear inference could be drawn
from some legislation that the legislature intended to take away the said
right. The right of appeal to a division bench, made available to a party to a
writ petition, either under a statute or Letters Patent, cannot be taken away
by a judicial order. The power under Article 142 is not intended to be
exercised, when such exercise will directly conflict with the express
provisions of a statute.
29
Conclusion
29. In view of the above, we hold that the second sentence of clause 13
providing that where the writ petition is disposed of by a single judge, no
further appeal would lie against the order of the division bench (even when
there is a vested right to file such intra-court appeal) and will only be subject
to a special leave under Article 136, is not legally proper and therefore, to
that extent, is held to be not a good law. The second sentence of direction
No.(13) stands overruled. As a consequence, wherever the writ petitions
against the orders of the scrutiny committee are heard by a single judge and
the state law or Letters Patent permits an intra-court appeal, the same will be
available.
Civil Appeal No.3467/2005
30. In the light of the above, we allow this appeal (CA No.3467/2005) and
set aside the judgment of the Division Bench of the High Court holding the
writ appeal as not maintainable. Consequently, the writ appeal (earlier
Letters Patent Appeal) will stand restored to the file of the High Court. We
request the High Court to hear and dispose of the said appeal (against order
dated 9.5.2003 in W.P.No.2074/2002) on merits, expeditiously.
Civil Appeal No.3468/2005 :
30
31. In view of our order in CA No.3467/2005 as above, CA
No.3468/2005 challenging the order dated 9.5.2003 of the learned Single
Judge is dismissed as infructuous.
We record our appreciation for the assistance rendered by Mr. Gopal
Subramanian, as Amicus Curiae.
.........................................J.
[ R.V. Raveendran ]
.........................................J.
[ P. Sathasivam ]
New Delhi ..........................................J.October 11 , 2011 [ A.K. Patnaik ]
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